用自己的声音写作
用自己的声音写作
虽然人们应该始终研究伟大艺术家的方法,但绝不应该模仿他的风格。艺术家的风格本质上是个人化的,艺术家的方法绝对是普遍的。前者是个性,没有人应该复制;后者是完美,所有人都应该追求。
— 奥斯卡·王尔德,《帕尔马尔报的评论家》,第195页
当研究生开始研究数学课题时,通常从阅读该领域当前和过去领军人物的论文开始。最初,人们对这个课题的理解相当有限,因此很自然地将这些论文视为权威,特别是如果它们的作者是知名人士的话。
然而,最终人们获得了现有文献所传达的相当一部分见解和理解,并能够运用它来产生超越该文献的新结果或观察(或者,至少明确表达了先前论文中只是隐含埋藏的内容)。当这些新进展的延伸和扩展被探索到其自然限度时,就该将这些结果写成研究论文了。
当然,由于你的工作几乎肯定部分基于先前的文献,你应该在适当的时候引用该文献,并以 准确、专业 和信息丰富的方式将你自己的工作与该文献进行比较和对比。此外,你应该尝试 保持一定程度的符号一致性 与先前的文献,例如使用相同的基本定义和相似的符号,以便已经熟悉该文献的专家读者能够快速了解你的工作。如果你的工作中某个论证在文献中是标准的,那么如果可能的话,以标准的方式构建该论证当然是有意义的,这同样是为了帮助阅读你论文的专家。
然而,你不应该走得太远,以至于从前一篇论文中复制整段或更多的文本,除非用作直接引用来说明某些历史观点。首先,如果你没有适当地归因该文本(例如”正如布尔巴基[17, p. 146]所写,“或者,就此而言,上面的奥斯卡·王尔德引文),那么你就有可能犯 抄袭。但即使文本被适当地归因,逐字复制文本而不更新以反映更近期的进展(包括正在撰写的论文中的进展)并添加你自己的简化和见解,是对空间的冗余浪费,也是推进该课题的失去机会。如果你想要在没有添加任何显著新内容的情况下从前一篇参考文献中复制大量文本,你应该简单地适当地引用先前的参考文献,例如”参见[27, 第4节]以进一步讨论。“或”证明可以在[9, 引理2.4]中找到。“(参见”给出适当数量的细节”)。
当然,有理由在某种程度上复制先前论文中的某些讨论或论证:
- 如前所述,你可能希望提出一些历史观点,例如追踪数学思想随时间的发展。
- 如果该论文晦涩难懂且不易获得,复制该论文中的关键论证可能为读者提供便利。
- 此外,如果该论证的形式可以用来激励你论文中的其他论证,那么放入该论证以便在论文后面引用是值得的。
- 你的论文所需的精确结果可能与文献中已建立的结果略有不同,因此你需要写出修改后的证明版本,或者指向原始证明但指出需要进行的修改。(如果更改特别小,后者是合适的。)
- 现有的论文可能有一个论证,由于该领域更近期的进展或见解(包括你自己的),可以更新、简化、现代化或以其他方式改进。那么将论证的更新版本放入文献中(当然要完整引用包含原始论证的论文)可能是对该领域的服务。
然而,当你不只是为了历史或档案目的而引用先前文本时,最好转述和解释先前的文本,而不是逐字复制该文本。这有几个原因:
- 你希望避免给读者、审稿人或编辑留下抄袭、充数或智力懒惰的印象。(请注意,即使是从自己的作品中复制,而不是从他人的作品中复制,后者也是一种危险。)
- 鉴于更近期的进展和见解,先前的工作可能已经过时,如上所述。
- 如果你复制或改编了另一个作者的一段文本,而你自己并不完全理解它,那么它可能最终不适合或不协调你的预期目的,并可能给人留下肤浅或信息不足的印象。如果由于这种改编导致文本变得不准确,那么这也可能给该文本的原始作者带来一些尴尬和烦恼。
- 过度引用著名数学家的话来使自己的工作看起来更令人印象深刻,是数学上的”名字掉落”,应该避免。诉诸权威不应该是激励论文的主要基础;少数引用以证明所研究问题的兴趣深度通常就足够了。
- 但最重要的是,为了你进一步的数学发展和职业生涯,你需要发展自己一致的数学”声音”和风格,并避免仅仅模仿其他作者声音的印象。在这个学科中不需要数学上的鹦鹉,而混合了作者声音和他人声音的文本可能读起来非常奇怪。
当然,如果你在转述先前的工作,你应该适当地引用该工作(例如”这里的证明大致基于[5]中的证明。“或”这个讨论受到[10]中相关讨论的启发。”)。
在某些情况下,模仿先前作者的风格和文本是为了表示对该作者的尊重或奉承。这是错误的; 作者实际上常常发现这种模仿有些冒犯。如果你想要真正尊重一位数学家,那么理解该数学家的方法、结果和阐述,并改进、更新、调整和推进所有三者。即使是最伟大的数学家的贡献也应该随着领域的发展而进步,而不是被崇拜和保存在某种假定的完美状态中;后者主要只适用于历史目的。
复制更资深数学家风格的另一个可能原因是,你还没有足够的自信以自己的风格和声音写作。虽然这在职业生涯刚开始时在某种程度上是合理的,但随着你继续研究,它变得不那么可原谅。如果你犹豫是否以自己的方式陈述事情,完全可以适当地加上警告来包装这样的文本(例如”据作者所知,这个观察是新的”或”虽然引理2.5通常以拓扑方式表述,但我们发现以下更几何的表述对我们的应用更方便”)。如果你对自己对某个课题的理解不够自信,无法以除从前一篇论文复制之外的任何方式解释它,那么这应该被视为一个信号,表明你仍然需要进一步内化该课题。
当与一个或多个合著者撰写论文时,风格上不可避免地会有区别,因此最初不同的部分可能由于主要由不同的合著者子集撰写而具有明显不同的语调;但我通常发现,经过几轮编辑后,声音被协调成一种明显源自但不同于每个个体风格的风格。理想情况下,你应该理解并尊重合著者的基本风格决策,但同时愿意主动找到方法来制定文本和安排,以顺利调和合著者的偏好与你自己的偏好;如果一切顺利,这可以导致一种比每个作者单独能够达到的水平更高的阐述和呈现。(当然,如果你要对合著者的贡献进行重大编辑,与该合著者进行一些咨询大概是可取的。)这个过程可能非常有教育意义;我自己的写作风格肯定受到了我的合著者们的积极影响。
发展自己的风格,顾名思义,是一个非常个人化的过程;虽然外部建议或榜样肯定会有一些影响,但在某个点之后它们的效用是有限的。但找到一个对你和你的读者都舒适有效的个体风格,是你数学成熟度的重要标志,是一个绝对值得追求的目标。
另见专业地写作。
Write in your own voice
While one should always study the method of a great artist, one should never imitate his manner. The manner of an artist is essentially individual, the method of an artist is absolutely universal. The first is personality, which no one should copy; the second is perfection, which all should aim at.
— Oscar Wilde, A critic in Pall Mall, p. 195
When, as a graduate student, one is starting out one’s research in a mathematical subject, one usually begins by reading the papers of the current and past leaders of the field. Initially, one’s understanding of the subject is fairly limited, and so it is natural to view these papers as being authoritative, especially if their authors are well-known.
Eventually, though, one acquires a fair fraction of the insights and understanding conveyed by the existing literature, and is able to apply it to produce a new result or observation that goes beyond that literature (or, at least, makes explicit what was only implicitly buried in previous papers). When the ramifications and extensions of these new advances have been explored to their natural extent, it then becomes time to write up these results as a research paper.
Of course, as your work is almost certainly based in part on the previous literature, one should cite that literature whenever appropriate, and compare and contrast your own work with that literature in an accurate, professional, and informative manner. Also, one should try to maintain some level of notational consistency with the previous literature, such as using the same fundamental definitions and to use similar notation, so that expert readers who are already familiar with that literature can quickly get up to speed on your own work. And if one of the arguments in your work is standard in the literature, it certainly makes sense to structure the argument in a standard fashion if possible, again to assist the experts reading your paper.
However, one should not go so far as to copy entire paragraphs or more of text from a prior paper, except when used as a direct quotation to illustrate some historical point. First of all, if one does not properly attribute that text (e.g. “As Bourbaki [17, p. 146] writes,”, or, for that matter, the Oscar Wilde quote above), then one runs the risk of committing plagiarism. But even if the text is properly attributed, copying the text verbatim, without updating it to reflect more recent developments (including that in the paper being written) and to add your own simplifications and insights, is a redundant waste of space and a lost opportunity to advance the subject. If one is tempted to copy a significant portion of text from a prior reference without adding anything significantly new, one should instead simply cite the previous reference appropriately, e.g. “See [27, Section 4] for further discussion.” or “A proof can be found in [9, Lemma 2.4].” (cf. “Give appropriate amounts of detail”).
Of course, there are reasons to duplicate to some extent some discussion or argument that was present in a previous paper:
- As mentioned earlier, one may wish to make some historical point, for instance to track the development of a mathematical idea over time.
- If the paper is obscure and not widely available, reproducing a key argument from that paper may serve as a convenience to the reader.
- Also, if the form of that argument can be used to motivate other arguments in your paper, then it can be worth putting in that argument so that it can be referred to later in the paper.
- The precise result needed for your paper may differ slightly from what is already established in the literature, and so one needs to either write out a modified version of the proof, or else point to the original proof but indicate what modifications need to be made. (The latter is suitable if the changes are particularly minor in nature.)
- The existing paper may have an argument which can be updated, simplified, modernised, or otherwise improved thanks to more recent advances or insights in the area (including your own). It can then be a service to the field to place an updated version of the argument in the literature (with full citations to the paper containing the original argument, of course).
However, when one is not simply quoting the prior text for historical or archival purposes, it is best to paraphrase and interpret the previous text rather than to copy that text verbatim. This is for a number of reasons:
- One wants to avoid conveying any impression to readers, referees, or editors of plagiarism, padding, or intellectual laziness in one’s papers. (Note that the latter is a danger even if one is copying from one’s own work, rather than that of others.)
- The prior work may be dated in view of more recent developments and insights, as mentioned above.
- If you are copying or adapted a piece of text from another author that you do not fully understand yourself, then it may end up being inappropriate or incongruous for your intended purpose, and may convey the impression of superficiality or being ill-informed. If the text becomes inaccurate due to this adaptation, then this can also cause some embarrassment and annoyance for the original author of that text.
- Excessive use of quotation from famous mathematicians to make one’s own work look more impressive is the mathematical equivalent of name-dropping, and should be avoided. Appeal to authority should not be the primary basis for motivating a paper; a handful of citations to demonstrate the depth of interest in the problem being studied is usually sufficient.
- But most importantly of all, for one’s further mathematical development and career, one needs to develop one’s own consistent mathematical “voice” and style, and to avoid the impression of simply imitating the voices of other authors. There is no need in this subject for the mathematical equivalent of a parrot, and a text which is a mix of the author’s voice and the voice of others can read very strangely.
Of course, if one is paraphrasing a previous work, one should cite that work appropriately (e.g. “The proof here is loosely based on that in [5].” or “This discussion is inspired by a related discussion in [10].”).
In some cases, the imitation of a previous author’s style and text is intended as a sign of respect or flattery for that author. This is misguided; an author will in fact often find such mimicry to actually be somewhat offensive. If one wants to truly respect a mathematician, then understand that mathematician’s methods, results, and exposition, and improve, update, adapt, and advance all three. Even the greatest mathematician’s contributions should advance with the field, rather than being worshipped and preserved in some supposed state of perfection; the latter is mostly suitable only for historical purposes.
Another possible reason for copying the style of a more senior mathematician is that one does not yet have the self-confidence to write in one’s own style and voice. While this is justifiable to some extent when one is just starting one’s career, it becomes less excusable as one continues one’s research. If one is hesitant to state things in one’s own fashion, it is perfectly acceptable to couch such text with the appropriate caveats (e.g. “to the author’s knowledge, this observation is new” or “While Lemma 2.5 is usually phrased in a topological fashion, we found the following, more geometric, formulation to be more convenient for our applications”). And if one does not feel confident enough in one’s understanding of a subject to explain it in any other way than copying from a previous paper, then this should be taken as a sign that one still needs to internalise the subject further.
When writing a paper with one or more coauthors, there will inevitably be distinctions in style, and so initially different sections may have sharply different tones due to their being largely written by different subsets of coauthors; but I usually find that after a few rounds of editing, the voices are harmonised into a style which is clearly derived from, but distinct from, each of the individual styles. Ideally, one should understand and respect the underlying stylistic decisions of one’s coauthors, but at the same time be willing to take the initiative and find ways to formulate the text and arrangement to smoothly reconcile the coauthor’s preferences with one’s own; if all goes well, this can lead to a level of exposition and presentation that is superior to what each of the individual authors could separately achieve. (Of course, if you are to perform major edits on a coauthor’s contribution, some consultation with that coauthor is presumably desirable.) This process can be quite educational; my own writing style has definitely been influenced in a positive fashion by those of my coauthors.
Developing one’s own style is, by definition, a very personal process; while external advice or role models can certainly be of some influence, they are of limited utility after a certain point. But finding an individual style which is comfortable and effective for both you and your readers is an important mark of one’s mathematical maturity, and is a goal that is definitely worth pursuing.
See also Write professionally.