用引言"推销"论文的关键要点

Terence Tao 2007-05-06

用引言”推销”论文的关键要点

一条生活准则:我不会使用任何我无法在五分钟内解释清楚的东西。 — 菲利普·克罗斯比

作为编辑,我时不时会看到作者因为论文被拒而感到沮丧,理由是审稿人”显然没有抓住论文的关键点”。

在许多情况下,这是因为关键点在引言中没有得到足够突出的陈述,反而被埋没在脚注、晦涩的评论、引理中,甚至根本没有被明确提及。

这既是作者的过错,也是审稿人的过错;作者有责任尽可能清楚地说明论文的优点、新颖之处和影响范围,如果该领域的专家阅读引言后仍看不到这些内容,那就说明引言尚未达到发表质量。

特别是,引言应该花些时间将论文与其他文献进行比较和对比,并说明在此背景下论文的结果和技术为何是新颖、有趣和/或令人惊讶的。例如,如果这里必须解决先前工作中不存在的新困难,或者如果反例表明结果或证明无法在各种明显方向上改进(例如通过放弃假设、加强结论或使用文献中更简单的方法),那么这些要点需要被突出强调。

引言还应清楚陈述(或至少转述)论文的主要结果,并理想情况下还应概述这些结果将在何处以及如何被证明。当然,在这样做时,这些结果需要准确描述并具有适当的细节。如果主要结果过于技术性而无法放在引言中(例如,因为它需要大量复杂的定义才能精确陈述),那么可以陈述一个更简单(但仍然有趣)的特殊情况,或者给出定理的非正式陈述(但在后一种情况下,应清楚表明这是非正式陈述,更精确的版本将在稍后给出)。

出于类似的原因,标题和摘要应直击要点,清楚地说明论文的实质和新颖之处;请记住,这些是读者对你的论文的第一印象,因此你应该充分利用这个机会。

另请参阅”组织论文”。

Use the introduction to “sell” the key points of your paper

A rule to live by: I won’t use anything I can’t explain in five minutes. — Philip Crosby

Every now and then as editor, I see an author upset at a rejection of a paper because the referee “clearly did not grasp the key point of the paper”.

In many cases this is because the key point is not stated prominently enough in the introduction, instead being buried in a footnote, an obscure remark, a lemma, or even not explicitly mentioned at all.

This can be as much the fault of the author as it is of the referee; it is incumbent on the author to state as clearly as possible what the merits, novelties, and ramifications of the paper are, and the fact that an expert in the field could read the introduction and not see these is a sign that the introduction is not yet of publication quality.

In particular, the introduction should spend some time comparing and contrasting the paper to other literature, and demonstrate why the paper’s results and techniques are new, interesting, and/or surprising given this context. For instance, if new difficulties had to be resolved here which were not present in previous work, or if counterexamples indicate that the result or proof cannot be improved in various obvious directions (e.g. by dropping a hypothesis, strengthening a conclusion, or by using a simpler method in the literature), then these points need to be made prominently.

The introduction should also clearly state (or at least paraphrase) the main results of the paper, and ideally should also outline how and where these results are to be proved. Of course, these results need to be described accurately and in appropriate detail when doing so. If the main result is too technical to be placed in the introduction (e.g. because it requires a large number of complicated definitions in order to state precisely), then a simpler (but still interesting) special case can be stated instead, or an informal statement of the theorem given (but in the latter case it should be clearly indicated that this statement is informal, and that a more precise version will be given later).

For similar reasons, the title and abstract should get right to the point and make it clear what the substance and novelty of the paper is; remember that these are the first impressions that the reader will have of your paper, and so you should make the most of that opportunity.

See also “Organise the paper”.