最大化成果与努力之比

Terence Tao 2014-07-29

最大化成果与努力之比

[转载自 2010 年 2 月 12 日的 Google Buzz 帖子;2019 年 7 月 20 日扩充。]

作为一种专业礼节,数学研究论文应处于成果与努力之比的”局部最大值”:如果作者只需付出中等程度的努力即可完成,那么任何主要结果的”廉价”推论、推广、变体、说明性反例等都应纳入论文中。如果作者过于懒惰而不这样做,这些推论可能在一段时间内不会出现在文献中(因为它们与你的论文过于接近,无法独立发表),而每位读者可能不得不自行重新推导它们,从长远来看,这是一个效率低得多的过程。

反之,如果论文的很大一部分仅致力于主要结果的微小扩展,则可以考虑删除该部分,或用概述甚至仅用评论替换;可能后续论文能够以更少的努力实现该结果。

类似地,如果通过”廉价”论证能够证明某个有趣开放问题的某个新的部分结果,只要作者已经探索了所有使用更”昂贵”技术来改进结果的天然方法,并得出结论认为这些方法相对于需要付出的额外努力而言,不会对”廉价”结果带来显著改进,那么这样的结果仍然可以发表。然而,如果确实看起来更昂贵的论证能够带来进一步的改进,那么推迟发表较廉价的结果,直到改进的方向更加明确,可能是有意义的。在某些情况下,改进如此显著,以至于不再有意义单独发表廉价结果,尽管如果昂贵论证基于与廉价论证相似的想法,有时在最终论文的开头仍然给出廉价论证是有意义的,以帮助读者熟悉证明的一些思路。在其他情况下,可以考虑写两篇论文,一篇包含廉价结果,另一篇包含昂贵结果,但前者的写作方式应能激发后者,并且可能前者提供一些后者可以直接使用的有用引理或命题。

Maximising the results-to-effort ratio

[Reprinted from a Google Buzz post of Feb 12, 2010; expanded, July 20, 2019.]

As a professional courtesy, research papers in mathematics should be at a “local maximum” with respect to the results-to-effort ratio: any “cheap” consequences, generalisations, variants, illustrative counterexamples, etc. of one’s main results should be put into the paper if this can be done with only moderate effort on the author’s part. If one is too lazy to do this, these consequences might not appear in the literature for some time (as they are too close to your own paper to be separately publishable in their own right), and each reader may have to rederive them by himself or herself, which is a much less efficient process in the long run.

Conversely, if a huge fraction of the paper is devoted to only a minor extension of the main results, one may consider removing that section, or replacing it by a sketch or even just a remark; it may be that a subsequent paper is able to achieve that result with much less effort anyway.

In a similar vein, if one is able to prove some new partial result towards an interesting open problem by a “cheap” argument, such a result can still be publishable if one has explored all the natural ways to try to improve the results using more “expensive” techniques and concluded that these do not give significant improvements to the “cheap” result relative to the additional effort one would have to expend. However, if it does seem that more expensive arguments would be able to give further improvements, it may make sense to hold off on publishing the cheaper result until it becomes clearer what the improvements are. In some cases, the improvement is so significant that it no longer makes sense to publish the cheap result separately, although if the expensive argument is based on similar ideas as the cheap one then it can sometimes make sense to still give the cheap argument at the start of one’s final paper to help the reader get acquainted with some of the ideas of the proof. In other cases, one could consider writing two papers, one containing the cheap result and one containing the expensive one, but with the former written in a way that motivates the latter, and possibly also with the former paper providing some useful lemmas or propositions that the latter can use directly.