决心的剖析

Paul Graham 2009-09-01

决心的剖析

2009年9月

像所有投资者一样,我们花大量时间试图学习如何预测哪些创业公司会成功。我们可能比大多数投资者花更多时间思考这个问题,因为我们投资最早。预测通常是我们所能依靠的一切。

我们很快学到的最重要成功预测因素是决心。起初我们以为可能是智力。每个人都喜欢相信那是创业公司成功的原因。公司成功是因为创始人如此聪明,这是一个更好的故事。传播这些故事的公关人员和记者可能自己都相信。但虽然聪明肯定有帮助,但它不是决定性因素。有很多人和比尔·盖茨一样聪明,却一事无成。

在大多数领域,与决心相比,天赋被高估了——部分是因为它构成更好的故事,部分是因为它给旁观者提供了懒惰的借口,部分是因为一段时间后决心开始看起来像天赋。

我想不出有任何领域决心被高估了,但决心和天赋的相对重要性确实可能有所不同。在更纯粹的工作类型中,天赋可能更重要,因为这类工作主要是解决单一类型的问题而不是许多不同类型的问题。我怀疑决心在数学中不会像在有组织犯罪中那样让你走得那么远。

我通过这个比较并不意味着更多地依赖天赋的工作类型总是更令人钦佩。大多数人会同意擅长数学比记忆长串数字更令人钦佩,尽管后者更多地依赖自然能力。

也许人们相信创业创始人通过更聪明而获胜的一个原因是,在技术创业公司中,智力确实比早期类型的公司更重要。要主导互联网搜索,你可能确实需要比主导铁路、酒店或报纸时更聪明一点。这可能是一个持续的趋势。但即使在最高科技产业中,成功仍然更多地依赖于决心而不是智力。

如果决心如此重要,我们能分离出它的组成部分吗?有些比其他更重要吗?有些可以培养吗?

决心的最简单形式是纯粹的意志力。当你想要某样东西时,你必须拥有它,无论如何。

很大一部分意志力必须是天生的,因为常见的家庭情况是,一个兄弟姐妹比另一个拥有更多的意志力。环境可以改变它,但在高端,天性似乎比养育更重要。糟糕的环境可能击垮意志坚强的人的精神,但我认为你无法让意志薄弱的人变得更坚强。

然而,仅意志坚强是不够的。你还必须对自己严格要求。意志坚强但自我放纵的人不会被称作有决心。决心意味着你的意志力被自律所平衡。

平衡这个词很重要。你越有意志力,你就必须越自律。你的意志越强,除了你自己之外,越没有人能够与你争论。必须有人与你争论,因为每个人都有基本的冲动,如果你的意志多于自律,你就会屈服于它们,最终停留在局部最大化,如药物成瘾。

我们可以想象意志和自律像两个手指挤压一颗滑溜的西瓜子。他们挤压得越用力,种子飞得越远,但他们必须同等用力挤压,否则种子就会向侧面旋转。

如果这是真的,它就有有趣的含义,因为自律可以培养,并且实际上在个人生命过程中确实倾向于有很大变化。如果决心实际上是意志和自律的产物,那么通过更加自律,你可以变得更有决心。[1]

西瓜子模型的另一个后果是,你越有意志力,缺乏自律就越危险。似乎有很多例子证实了这一点。在一些精力非常充沛的人的生活中,你会看到类似机翼颤振的情况,他们在做伟大的工作和完全不做任何事情之间交替。从外部看,这很像双相情感障碍。

然而,西瓜子模型至少在一个方面不准确:它是静态的。实际上,缺乏自律的危险随着诱惑而增加。这意味着有趣的是,决心倾向于侵蚀自身。如果你足够决心成就伟大事业,这可能会增加你周围的诱惑数量。除非你按比例变得更加自律,否则意志力将占据上风,你的成就将回归平均水平。

这就是为什么莎士比亚的凯撒认为瘦人如此危险。他们不受权力次要好处的诱惑。

西瓜子模型意味着可能过于自律。是这样吗?我认为可能有人的意志力被过度的自律压垮,如果他们不对自己那么苛刻,可能会取得更多成就。年轻人有时在老年人失败的地方成功的原因之一是他们没有意识到自己多么无能。这让他们能够进行一种赤字支出。当他们刚开始做某事时,他们高估了自己的成就。但这给了他们继续工作的信心,他们的表现提高了。而眼光更清晰的人会看到他们最初的无能,并可能因继续而气馁。

决心的另一个主要组成部分是野心。如果意志力和自律让你到达目的地,野心就是你如何选择目的地。

我不确定说野心是决心的组成部分是否完全正确,但它们并非完全正交。如果有人说他们非常有决心去做一件极其容易的事情,这似乎是用词不当。

幸运的是,野心似乎相当可塑;你可以做很多事情来增加它。大多数人不知道应该有多大野心,特别是当他们年轻的时候。他们不知道什么是困难的,也不知道自己有能力做什么。这个问题因同龄人少而加剧。有野心的人很少见,所以如果每个人都随机混合在一起,就像人们生命早期那样,那么有野心的人就不会有很多有野心的同龄人。当你把这样的人和其他有野心的人放在一起时,他们会像得到水的濒死植物一样绽放。可能大多数有野心的人都渴望从有野心的同龄人那里得到的那种鼓励,无论他们年龄多大。[2]

成就也倾向于增加你的野心。每一步你都获得信心,下次可以伸展得更远。

所以总而言之,决心似乎是这样运作的:它包括由意志力平衡的自律,由野心引导。幸运的是,这三个品质中至少有两个可以培养。你可能能够增加一些意志力;你绝对可以学习自律;而几乎每个人在野心方面都几乎是营养不良的。

我觉得我现在对决心有了更好的理解。但只是一点点:意志力、自律和野心都是几乎和决心本身一样复杂的概念。[3]

还要注意,决心和天赋并不是全部。成就还有第三个因素:你多么喜欢这份工作。如果你真的喜欢做某事,你不需要决心来驱动你;这是你无论如何都会做的事情。但大多数类型的工作都有人不喜欢的方面,因为大多数类型的工作包括为他人做事,而他们的需求所强加的任务不太可能恰好与你想做的事情一致。

确实,如果你想创造最多的财富,方法就是更多地关注他们的需求而不是你的兴趣,并用决心来弥补差异。

注释

[1] 宽松地说。我声称西瓜子模型更像是决心与wd^m - k|w - d|^n成正比,其中w是意志,d是自律。

[2] 这意味着帮助社会的一个最佳方式是创造将有野心的人聚集在一起的活动和机构。这就像从反应堆中抽出控制棒:他们发出的能量鼓励其他有野心的人,而不是被他们通常围绕的正常人吸收。

相反,像一些欧洲国家那样,试图确保你的大学中没有一所显著优于其他大学,可能是一个错误。

[3] 例如,意志力显然有两个子组成部分:顽固和精力。仅有第一个产生顽固不前的人。仅有第二个产生轻浮的人。当有意志力的人变老或以其他方式失去精力时,他们倾向于变得仅仅是顽固。

感谢Sam Altman、Jessica Livingston和Robert Morris阅读本文的草稿。

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The Anatomy of Determination

September 2009

Like all investors, we spend a lot of time trying to learn how to predict which startups will succeed. We probably spend more time thinking about it than most, because we invest the earliest. Prediction is usually all we have to rely on.

We learned quickly that the most important predictor of success is determination. At first we thought it might be intelligence. Everyone likes to believe that’s what makes startups succeed. It makes a better story that a company won because its founders were so smart. The PR people and reporters who spread such stories probably believe them themselves. But while it certainly helps to be smart, it’s not the deciding factor. There are plenty of people as smart as Bill Gates who achieve nothing.

In most domains, talent is overrated compared to determination—partly because it makes a better story, partly because it gives onlookers an excuse for being lazy, and partly because after a while determination starts to look like talent.

I can’t think of any field in which determination is overrated, but the relative importance of determination and talent probably do vary somewhat. Talent probably matters more in types of work that are purer, in the sense that one is solving mostly a single type of problem instead of many different types. I suspect determination would not take you as far in math as it would in, say, organized crime.

I don’t mean to suggest by this comparison that types of work that depend more on talent are always more admirable. Most people would agree it’s more admirable to be good at math than memorizing long strings of digits, even though the latter depends more on natural ability.

Perhaps one reason people believe startup founders win by being smarter is that intelligence does matter more in technology startups than it used to in earlier types of companies. You probably do need to be a bit smarter to dominate Internet search than you had to be to dominate railroads or hotels or newspapers. And that’s probably an ongoing trend. But even in the highest of high tech industries, success still depends more on determination than brains.

If determination is so important, can we isolate its components? Are some more important than others? Are there some you can cultivate?

The simplest form of determination is sheer willfulness. When you want something, you must have it, no matter what.

A good deal of willfulness must be inborn, because it’s common to see families where one sibling has much more of it than another. Circumstances can alter it, but at the high end of the scale, nature seems to be more important than nurture. Bad circumstances can break the spirit of a strong-willed person, but I don’t think there’s much you can do to make a weak-willed person stronger-willed.

Being strong-willed is not enough, however. You also have to be hard on yourself. Someone who was strong-willed but self-indulgent would not be called determined. Determination implies your willfulness is balanced by discipline.

That word balance is a significant one. The more willful you are, the more disciplined you have to be. The stronger your will, the less anyone will be able to argue with you except yourself. And someone has to argue with you, because everyone has base impulses, and if you have more will than discipline you’ll just give into them and end up on a local maximum like drug addiction.

We can imagine will and discipline as two fingers squeezing a slippery melon seed. The harder they squeeze, the further the seed flies, but they must both squeeze equally or the seed spins off sideways.

If this is true it has interesting implications, because discipline can be cultivated, and in fact does tend to vary quite a lot in the course of an individual’s life. If determination is effectively the product of will and discipline, then you can become more determined by being more disciplined. [1]

Another consequence of the melon seed model is that the more willful you are, the more dangerous it is to be undisciplined. There seem to be plenty of examples to confirm that. In some very energetic people’s lives you see something like wing flutter, where they alternate between doing great work and doing absolutely nothing. Externally this would look a lot like bipolar disorder.

The melon seed model is inaccurate in at least one respect, however: it’s static. In fact the dangers of indiscipline increase with temptation. Which means, interestingly, that determination tends to erode itself. If you’re sufficiently determined to achieve great things, this will probably increase the number of temptations around you. Unless you become proportionally more disciplined, willfulness will then get the upper hand, and your achievement will revert to the mean.

That’s why Shakespeare’s Caesar thought thin men so dangerous. They weren’t tempted by the minor perquisites of power.

The melon seed model implies it’s possible to be too disciplined. Is it? I think there probably are people whose willfulness is crushed down by excessive discipline, and who would achieve more if they weren’t so hard on themselves. One reason the young sometimes succeed where the old fail is that they don’t realize how incompetent they are. This lets them do a kind of deficit spending. When they first start working on something, they overrate their achievements. But that gives them confidence to keep working, and their performance improves. Whereas someone clearer-eyed would see their initial incompetence for what it was, and perhaps be discouraged from continuing.

There’s one other major component of determination: ambition. If willfulness and discipline are what get you to your destination, ambition is how you choose it.

I don’t know if it’s exactly right to say that ambition is a component of determination, but they’re not entirely orthogonal. It would seem a misnomer if someone said they were very determined to do something trivially easy.

And fortunately ambition seems to be quite malleable; there’s a lot you can do to increase it. Most people don’t know how ambitious to be, especially when they’re young. They don’t know what’s hard, or what they’re capable of. And this problem is exacerbated by having few peers. Ambitious people are rare, so if everyone is mixed together randomly, as they tend to be early in people’s lives, then the ambitious ones won’t have many ambitious peers. When you take people like this and put them together with other ambitious people, they bloom like dying plants given water. Probably most ambitious people are starved for the sort of encouragement they’d get from ambitious peers, whatever their age. [2]

Achievements also tend to increase your ambition. With each step you gain confidence to stretch further next time.

So here in sum is how determination seems to work: it consists of willfulness balanced with discipline, aimed by ambition. And fortunately at least two of these three qualities can be cultivated. You may be able to increase your strength of will somewhat; you can definitely learn self-discipline; and almost everyone is practically malnourished when it comes to ambition.

I feel like I understand determination a bit better now. But only a bit: willfulness, discipline, and ambition are all concepts almost as complicated as determination. [3]

Note too that determination and talent are not the whole story. There’s a third factor in achievement: how much you like the work. If you really love working on something, you don’t need determination to drive you; it’s what you’d do anyway. But most types of work have aspects one doesn’t like, because most types of work consist of doing things for other people, and it’s very unlikely that the tasks imposed by their needs will happen to align exactly with what you want to do.

Indeed, if you want to create the most wealth, the way to do it is to focus more on their needs than your interests, and make up the difference with determination.

Notes

[1] Loosely speaking. What I’m claiming with the melon seed model is more like determination is proportionate to wd^m - k|w - d|^n, where w is will and d discipline.

[2] Which means one of the best ways to help a society generally is to create events and institutions that bring ambitious people together. It’s like pulling the control rods out of a reactor: the energy they emit encourages other ambitious people, instead of being absorbed by the normal people they’re usually surrounded with.

Conversely, it’s probably a mistake to do as some European countries have done and try to ensure none of your universities is significantly better than the others.

[3] For example, willfulness clearly has two subcomponents, stubbornness and energy. The first alone yields someone who’s stubbornly inert. The second alone yields someone flighty. As willful people get older or otherwise lose their energy, they tend to become merely stubborn.

Thanks to Sam Altman, Jessica Livingston, and Robert Morris for reading drafts of this.

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